NISM Series XXIA
Portfolio Management Services Distributors
Covers portfolio management services, where a portfolio is run for one client rather than pooled, and the rules for distributing them. Passing it lets you distribute PMS products.
Syllabus
- Investments
- Introduction to Securities Markets
- Investing in Stocks
- Investing in Fixed Income Securities
- Derivatives
- Collective Investment Vehicles
- Role of Portfolio Managers
- Operational Aspects of Portfolio Managers
- Portfolio Management Process
- Performance Measurement and Evaluation of Portfolio Managers
- Taxation
- Regulatory, Governance and Ethical Aspects of Portfolio Managers